rules of fair practice การใช้

ประโยค

1. As the Solicitor General reminds us, one NASD rule is not before us, namely Rule 21 ( f ) ( 4 ) of the NASD Rules of Fair Practice, which reads:
2. Rosenberg allegedly violated the NASD Rules of Fair Practice and two sections of the Securities Exchange Act of 1934 that prohibit a broker-dealer in a stock from actively bidding for and purchasing that stock.
3. So the NASD, a self-governing body for the securities industry, has proposed amendments to its Rules of Fair Practice that would limit incentive payments to brokers who sell mutual funds and variable contract securities.
4. Revealing further warts is Olde's most recent " Form BD " ( stands for " broker-dealer " ), which notes that it was fined for a violation of the National Association of Securities Dealers rules of fair practice in 1994.

คำอื่น ๆ

1. "rulebook" การใช้
2. "ruled" การใช้
3. "ruleless" การใช้
4. "ruler" การใช้
5. "ruler of empire" การใช้
6. "ruler of the city" การใช้
7. "ruler of the world" การใช้
8. "rulership" การใช้
9. "rules of court" การใช้
10. "rules of engagement" การใช้
11. "rules of order" การใช้
12. "rules of origin" การใช้
13. "rules of the game" การใช้
14. "rules of the road" การใช้
15. "rules of the supreme court" การใช้
16. "ruling" การใช้
17. "ruling class" การใช้
18. "ruling pen" การใช้
19. "rullion" การใช้